Our Qualifications

Scott has been working with individuals and businesses in the San Diego area for over 20 years.

  • Scott is a CERTIFIED FINANCIAL PLANNER™ professional.  
  • He has received the designation of Chartered Retirement Planning Counselor (CRPC) through the College for Financial Planning. .
  • 2017 San Diego Five Star Wealth Manager*
  • Scott attained his Series 7 (General Securities Agent Representative) as a Financial Advisor in 1997. 
  • Series 63 (Uniform Securities Agent State Law). 
  • Series 65 (Investment Advisor). 
  • Series 24 (Supervisory/Branch Manager/Registered Principal).  
  • Scott is licensed through the California Department of Insurance (Insurance license # 0C01550) as an Insurance Agent for Life, Health, and Long-Term care.  
  • Scott is also licensed through the State of California Bureau of Real Estate as a licensed Real Estate Salesperson (Real Estate license # 01943465).

Scott is dedicated to developing lasting relationships with all of his clients. He believes in helping you assess your financial goals and participate in the management of your finances.

*Award based on 10 objective criteria associated with providing quality services to clients such as credentials, experience, and assets under management among other factors.  Wealth managers do not pay a fee to be considered or placed on the final list of  2017 Five Star Wealth Managers

 Series registrations are held with LPL Financial.